Bruce H. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Hilbert Johnson, CIMA® was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1982. Bruce had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2015 - June 1, 2026
CAPTRUST WEALTH ADVISORS
June 15, 2002 - April 1, 2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 15, 2002 - April 1, 2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 2, 2002 - June 20, 2002
CAPTRUST FINANCIAL ADVISORS, LLC
December 12, 1997 - June 15, 2002
CAPTRUST FINANCIAL ADVISORS, LLC
September 23, 1988 - December 23, 1997
KEYBANC CAPITAL MARKETS INC.
November 1, 1982 - October 1, 1988
THOMSON MCKINNON SECURITIES INC.
September 24, 1982 - July 17, 1984
MANLEY, BENNETT, MCDONALD & CO
Primary Firm SEC Registration
CAPTRUST WEALTH ADVISORS
CRD#: 173736 / SEC#: 801-80687
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/27/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CAPTRUST WEALTH ADVISORS
CRD#: 173736 / SEC#: 801-80687
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,912 |
| AUM (Assets Under Management) | $ 1,889,548,733 |
Red Flags
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