Charles W. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Weldon Taylor JR, who also goes by C T Taylor, Charles Weldon Jr Taylor, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1994. Charles had worked at 2 firms and has passed the Series 63, Series 52 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 1999 - February 10, 2000
COASTAL SECURITIES, INC.
September 9, 1994 - October 24, 1996
TAYLOR, PRUITT & SYLVESTER, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COASTAL SECURITIES, INC.
CRD#: 27834 / SEC#: , 8-43227
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
