Luther L. Shelby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luther Lynn Shelby was a registered financial professional .
Luther is a previously registered financial professional and started their career in finance in 1987. Luther had worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24, Series 27 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2015 - April 23, 2026
SF INVESTMENTS, INC.
May 26, 2006 - May 27, 2008
TREND TRADER, LLC
March 22, 2006 - July 3, 2013
LANDMARK INVESTMENT GROUP, INC
February 15, 2006 - October 5, 2007
BONDS.COM LLC
February 15, 2006 - September 30, 2011
HANOVER CAPITAL SECURITIES INC.
May 21, 2004 - May 8, 2012
SF INVESTMENTS, INC.
July 16, 2002 - September 22, 2004
ESSEX & YORK, INC.
July 9, 2001 - June 25, 2002
A. G. EDWARDS & SONS, INC.
July 11, 1997 - October 5, 1999
LUMIERE SECURITIES, INC.
April 26, 1990 - January 15, 1996
THINKEQUITY LLC
September 24, 1987 - November 30, 1987
REFCO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 4/4/1991
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
SF INVESTMENTS, INC.
CRD#: 6564 / SEC#: 801-66533, 8-34069
Contact information
FINRA licenses (16 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIEL SHAPIRO GIFT TRUST | SHAREHOLDER - TRUSTEE IS A CONTOL PERSON; NON -VOTING SHARES | |
| LESLEY SHAPIRO BEIDER GIFT TRUST | SHAREHOLDER - TRUSTEE IS NOT A CONTROL PERSON; NON-VOTING SHARES | |
| STEVEN SHAPIRO GIFT TRUST | SHAREHOLDER - TRUSTEE IS A CONTROL PERSON; NON-VOTING SHARES | |
| JUST, GARY ALAN | CHIEF FINANCIAL OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER | 2101902 |
| SHAPIRO BEIDER, LESLEY E | TRUSTEE LESLEY SHAPIRO BEIDER GIFT TRUST | |
| SHAPIRO, DANIEL MARK | CEO, TRUSTEE OF DANIEL SHAPIRO GIFT TRUST | 1989147 |
| SHAPIRO, STEVEN ARTHUR | VICE PRESIDENT/CHIEF INVESTMENT OFFICER, TRUSTEE STEVEN SHAPIRO GIFT TRUST | 2153746 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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