John W. Lowe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Lowe was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 7 firms and has passed the Series 63, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 1992 - May 21, 1996
EQUITYLINE SECURITIES, INC.
December 2, 1988 - July 19, 1990
EQUITYLINE SECURITIES, INC.
August 4, 1987 - January 11, 1989
FLORIDA INCOME CENTERS, INC.
July 27, 1987 - September 8, 1987
ALCOM SECURITIES, INC.
June 25, 1986 - July 23, 1987
TAX ADVANTAGED INVESTMENTS, INC.
June 2, 1986 - September 14, 1989
J.L. HENRY AND COMPANY, INC.
April 2, 1985 - May 23, 1986
FIRST PARK EQUITIES, INC.
September 24, 1982 - March 4, 1985
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/11/1982
Interest Rate Options ExaminationCurrent Firm
EQUITYLINE SECURITIES, INC.
CRD#: 14853 / SEC#: , 8-31280
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
