Marc A. Hebert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Andrew Hebert, CFP® was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1982. Marc had worked at 6 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1985
Experience
December 2, 1994 - February 10, 2023
THE HARBOR GROUP, INC.
March 31, 1987 - December 31, 1992
INTERNATIONAL MONEY MANAGEMENT GROUP, INC.
October 31, 1986 - April 2, 1987
ABACUS EQUITY SERVICES, INC.
August 6, 1985 - September 19, 1985
WALNUT STREET SECURITIES, INC.
November 23, 1984 - October 31, 1986
CARDELL & ASSOCIATES, INCORPORATED
November 29, 1982 - December 5, 1984
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
THE HARBOR GROUP, INC.
CRD#: 105637 / SEC#: 801-22924
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE HARBOR GROUP, INC.
CRD#: 105637 / SEC#: 801-22924
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,608 |
| AUM (Assets Under Management) | $ 1,734,378,971 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/22/2024 | ||
| 12/11/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
