Gregory C. Tamason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Charles Tamason, who also goes by Greg Tamason, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1982. Gregory had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2012 - December 14, 2015
BMO HARRIS FINANCIAL ADVISORS, INC.
August 1, 2012 - December 14, 2015
BMO HARRIS FINANCIAL ADVISORS, INC.
April 19, 2012 - August 1, 2012
M&I FINANCIAL ADVISORS, INC
April 28, 2010 - April 18, 2012
M&I INVESTMENT MANAGEMENT CORP.
September 15, 2005 - March 30, 2010
M&I FINANCIAL ADVISORS, INC
March 31, 2005 - August 1, 2012
M&I FINANCIAL ADVISORS, INC
March 1, 2002 - April 21, 2005
ROBERT W. BAIRD & CO. INCORPORATED
April 19, 1996 - March 4, 2002
SENTRY EQUITY SERVICES, INC.
September 8, 1995 - January 22, 1996
JOHN HANCOCK DISTRIBUTORS LLC
April 17, 1990 - August 21, 1995
SENTRY EQUITY SERVICES, INC.
September 30, 1987 - March 10, 1990
VERAVEST INVESTMENTS, INC.
July 26, 1985 - October 7, 1987
AMERITAS INVESTMENT COMPANY, LLC
April 16, 1984 - July 16, 1985
HORNOR, TOWNSEND & KENT, LLC
October 20, 1982 - April 5, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BMO HARRIS FINANCIAL ADVISORS, INC.
CRD#: 137115 / SEC#: 801-64847, 8-67064
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
