Joseph W. Pellechia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph William Pellechia was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1989. Joseph had worked at 5 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2003 - June 13, 2006
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
May 21, 1999 - May 27, 2003
HEARTLAND SECURITIES CORP.
April 21, 1998 - June 19, 1998
HEARTLAND SECURITIES CORP.
April 18, 1997 - May 1, 1998
ICAPITAL MARKETS LLC
February 26, 1993 - February 7, 1997
ICAPITAL MARKETS LLC
October 16, 1991 - December 18, 1992
ICAPITAL MARKETS LLC
May 29, 1990 - July 29, 1991
JJC SECURITIES CO., INC.
February 14, 1989 - May 29, 1990
JSC SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
CRD#: 104249 / SEC#: , 8-52711
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVOLUTION TRADING MANAGEMENT LLC | OWNER | |
| DENSON, DARYL LEONARD | CHIEF OPERATING OFFICER; FIN-OP, SROP, CROP | 1134397 |
| MASSO, ANTHONY JUDE | CEO/CCO |
Disclosures
| Regulatory Event | 8 |
Red Flags
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