Claude D. Pentecost
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Claude Daniel Pentecost, who also goes by C Dan Pentecost, Dan Pentecost, was a registered financial professional .
Claude is a previously registered financial professional and started their career in finance in 1982. Claude had worked at 2 firms and has passed the Series 65, Series 63, Series 15, Series 3, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2018 - October 22, 2020
PENTECOST CAPITAL MANAGEMENT INC
March 14, 1997 - December 31, 2017
PENTECOST CAPITAL MANAGEMENT INC
October 20, 1982 - February 21, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 5/27/1987
Foreign Currency Options ExaminationSeries 5
Date: 12/15/1982
Interest Rate Options ExaminationCurrent Firm
PENTECOST CAPITAL MANAGEMENT INC
CRD#: 106078 / SEC#: 801-62597
Contact information
Red Flags
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