Helen S. Stuart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Helen Shelita Stuart, who also goes by Helen Shelita Hellman, Helen Shelita Russo, Helen Shelita Stuart, Helen Shelita Walden, Shelita Walden, was a registered financial professional .
Helen is a previously registered financial professional and started their career in finance in 1992. Helen had worked at 6 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2011 - September 27, 2013
FORESTERS EQUITY SERVICES, INC.
December 1, 2006 - October 20, 2011
QUESTAR CAPITAL CORPORATION
May 18, 2004 - December 1, 2006
USALLIANZ SECURITIES, INC.
March 5, 1997 - May 6, 2004
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 25, 1997 - May 6, 2004
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 28, 1992 - December 6, 1996
METROPOLITAN LIFE INSURANCE COMPANY
July 28, 1992 - December 6, 1996
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
