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Reginald Irving Tilley III

Reginald I. Tilley

Some features on this profile are disabled
CRD#: 1066561
Reginald Irving Tilley III

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Reginald Irving Tilley III, CFP®, who also goes by Reggie Tilley III, Reggie Tilley, Reginald Irving III Tilley, was a registered financial professional .

Reginald is a previously registered financial professional and started their career in finance in 1982. Reginald had worked at 9 firms and has passed the Series 63 and Series 7 exams.

Biography

I have 40 years of experience in the financial services industry. My motivation as a financial planner is to assist my clients in prioritizing and planning around their finances in order to help them achieve their retirement and other financial goals. Outside of work, I enjoy fishing and golfing.
top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Reggie Tilley Iii | Reggie Tilley | Reginald Irving Iii Tilley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) American Waterways, Inc; INVESTMENT RELATED: ; ADDRESS: 110 SE Cruthers, Portland, OR 97214; NATURE: Dinner and Sightseeing Cruises on the Willamette and Columbia Rivers; POSITION: Director/Chairman; START DATE: 1994; NUMBER OF HOURS/MONTH: 08 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 08 Hrs.; DUTIES: Administrative.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Education

University of North Carolina Greensboro

Experience

Past

March 25, 2022 - July 30, 2024

EDELMAN FINANCIAL ENGINES

RIA
CRD#: 104510
BOTHELL, WA
Past

September 5, 2017 - May 6, 2022

VIRIDIAN RIA, LLC

RIA
CRD#: 171332
BOTHELL, WA
Past

September 19, 1990 - February 21, 1995

PACIFIC WEST SECURITIES, INC.

BD
CRD#: 6390
Past

March 31, 1989 - September 18, 1990

VANGUARD CAPITAL

BD
CRD#: 22081
Past

January 30, 1988 - February 22, 2018

APPROPRIATE BALANCE FINANCIAL SERVICES INC

RIA
CRD#: 105458
BELLEVUE, WA
Past

May 20, 1987 - April 12, 1989

PFG SECURITIES, INC.

BD
CRD#: 15401
Past

August 30, 1985 - June 12, 1987

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

October 18, 1984 - September 6, 1985

SENTRA SECURITIES CORPORATION

BD
CRD#: 10249
Past

September 24, 1982 - October 26, 1984

EQUITEC SECURITIES COMPANY

BD
CRD#: 6463

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
EDELMAN FINANCIAL ENGINES
EDELMAN FINANCIAL ENGINES | FINANCIAL ENGINES ADVISORS LLC | FINANCIAL ENGINES ADVISORS L.L.C.

CRD#: 104510 / SEC#: 801-55196

RIA
Registered Investment Advisory firm - (1/14/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/30/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/18/1982
General Securities Representative Examination

Current Firm

EF
EDELMAN FINANCIAL ENGINES
EDELMAN FINANCIAL ENGINES | FINANCIAL ENGINES ADVISORS LLC | FINANCIAL ENGINES ADVISORS L.L.C.

CRD#: 104510 / SEC#: 801-55196

RIA
Registered Investment Advisory firm - (1/14/1998 Approved)
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Contact information

Main Address
3945 Freedom Circle, Santa Clara, CA 95054
Mailing Address
Phone number
(800) 601-5957
Established
Firm type
Fiscal year end
# of Employees
1,616

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EFE_ADV_PART_2A_03.31.2025 (3/31/2025)
EFE_WRAP_FEE_BROCHURE_03.31.2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts1,552,934
AUM (Assets Under Management)$ 292,902,969,770

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EDELMAN FINANCIAL ENGINES

Director, Financial PlanningCRD#: 104510

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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