Saul I. Sanders
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Saul Ira Sanders was a registered financial professional .
Saul is a previously registered financial professional and started their career in finance in 1983. Saul had worked at 4 firms and has passed the SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2012 - August 3, 2018
SHELLPOINT CAPITAL LLC
October 1, 1997 - December 8, 2009
C-BASS CAPITAL LLC
April 20, 1988 - June 6, 1996
CITICORP SECURITIES, INC.
August 7, 1984 - April 12, 1988
GOLDMAN SACHS & CO. LLC
May 26, 1983 - July 17, 1984
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SHELLPOINT CAPITAL LLC
CRD#: 159433 / SEC#: , 8-68987
Contact information
Documents
Red Flags
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