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Patrick Scott Shattenkirk

CRD# 1066529·Registered 1982 - 2025
Previously Registered: Being a previously registered professional could mean that Patrick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Patrick Scott Shattenkirk, who also goes by Patrick Shattenkirk, was a registered financial advisor. Patrick was a previously registered financial professional and started their career in finance 1982 - 2025. Patrick had worked at 12 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Patrick Shattenkirk

Blog Corner

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

CRITO CAPITAL LLC·CRD# 161724
BD
Westport, CT
April 14, 2025 - October 16, 2025
INVICTA CAPITAL LLC·CRD# 288101
BD
Oakmont, PA
November 29, 2023 - February 19, 2025
CRITO CAPITAL LLC·CRD# 161724
BD
Westport, CT
January 21, 2022 - November 10, 2023
OLD CITY SECURITIES LLC·CRD# 171910
BD
New York, NY
February 1, 2021 - January 3, 2022
WEILD & CO.·CRD# 132398
BD
Boulder, CO
April 16, 2018 - September 24, 2025
NORTH SEA SECURITIES L.P.·CRD# 35530
BD
New York, NY
May 12, 2014 - February 26, 2018
VCA SECURITIES, LP·CRD# 130748
BD
New York City, NY
October 15, 2013 - May 1, 2014
PALADIN MARKET ADVISORS, LLC·CRD# 13281
BD
Rye, NY
March 7, 2011 - April 12, 2012
GREENHILL COGENT, LP·CRD# 123917
BD
Dallas, TX
September 9, 2003 - May 2, 2007
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
November 23, 1999 - March 5, 2003
MORGAN STANLEY MARKET PRODUCTS INC.·CRD# 19794
BD
New York, NY
March 26, 1991 - December 16, 1998
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
March 26, 1991 - December 16, 1998
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
January 8, 1991 - January 18, 1991
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
September 24, 1982 - January 18, 1991

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Current Firm

CC
CRITO CAPITAL LLC

CRITO CAPITAL LLC

CRD#: 161724 / SEC#: 8-69050
Connecticut
Registered Investment Advisory firm - SEC (3/13/2024 Termination Requested)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

8 Wright Street Suite 107, Westport, CT 06880

Mailing Address

8 Wright Street Suite 107, Westport, CT 06880

Phone Number

(203) 423-5600

Established

Connecticut since 05/23/2011

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

# of Employees

2

FINRA licenses (24 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CRITO HOLDINGS LLCSOLE OWNER OF CRITO CAPITAL LLC—
BEATON, DANIEL STEWARTFINOP4240769
GESKE, DAVID MICHAELMANAGING PRINCIPAL2514685
GILLMAN, THEODORE JONESMANAGING PRINCIPAL, EXECUTIVE REP.2498623
MARSHALL, ANN MARIEPRINCIPAL6298134
OLEKSIW, EUNICECHIEF COMPLIANCE OFFICER3110818

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2011About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1982About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2011About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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