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Eric Howard Dearmon

CRD# 1066457·Registered 1982 - 2023
Previously Registered: Being a previously registered professional could mean that Eric is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eric Howard Dearmon was a registered financial advisor. Eric was a previously registered financial professional and started their career in finance 1982 - 2023. Eric had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years registered in the securities industry

Current & Past Employments

Past

TRUIST ADVISORY SERVICES, INC.Past·CRD# 283390
RIA
Concord, NC
September 9, 2016 - January 3, 2023
TRUIST INVESTMENT SERVICES, INC.Past·CRD# 17499
BD
Concord, NC
January 3, 2005 - January 3, 2023
TRUIST INVESTMENT SERVICES, INC.Past·CRD# 17499
RIA
Concord, NC
January 3, 2005 - December 31, 2016
NCF FINANCIAL SERVICES, INC.Past·CRD# 120471
RIA
Concord, NC
September 30, 2002 - January 3, 2005
NCF FINANCIAL SERVICES, INC.Past·CRD# 120471
BD
Durham, NC
September 30, 2002 - January 3, 2005
INVEST FINANCIAL CORPORATIONPast·CRD# 12984
RIA
Concord, NC
April 9, 1990 - October 8, 2002
INVEST FINANCIAL CORPORATIONPast·CRD# 12984
BD
Appleton, WI
April 6, 1990 - September 30, 2002
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATIONPast·CRD# 5178
BD
Fort Wayne, IN
April 12, 1989 - March 12, 1990
MORGAN STANLEY DW INC.Past·CRD# 7556
BD
Purchase, NY
May 23, 1985 - April 8, 1989
FORESTERS FINANCIAL SERVICES, INC.Past·CRD# 305
BD
September 29, 1982 - April 1, 1985

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Current Firm

TA
TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - SEC (5/18/2016 Approved)

Contact Information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone Number

(800) 874-4770

# of Employees

2,461

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (8/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

129,307

AUM (Assets Under Management)

$77,391,727,185

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
04/09/2026Cover PageReport
04/24/2025Cover PageReport
03/28/2024Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

* HINSON CHARITABLE TRUST * KANNAPOLIS, NC * CHARITABLE TRUST FOR KANNAPOLIS, NC * CHAIRPERSO; WE REVIEW GRANTS TWICE PER YEAR TO RECIPIENT ORGANIZATIONS. KIMBALL LUTHERN CHURCH ENDOWMENT COMMITTEE POSITION: Managing Director/Financial Advisor NATURE: Overseeing Endowment fund for my church. Committee of 5 church members. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2022 ADDRESS: , Kannapolis NC , United States DESCRIPTION: Committee of 5 individuals who will oversee the Endowment Fund for Kimball Lutheran Church. We will be responsible for reporting to the council each year & informing the congregation of balances & distributions to enhance our mission to the public.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - SEC (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1982About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1985About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1982About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Oct 2000About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Feb 1984About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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