Douglas G. Micciche

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CRD#: 1066437

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Douglas Gordon Micciche MR, CFP®, who also goes by Doug Micciche, Douglas Gordon Micciche, was a registered financial professional .

Douglas is a previously registered financial professional and started their career in finance in 1982. Douglas had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Doug Micciche | Douglas Gordon Micciche

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Micciche is an Independent Insurance Agent, a non-investment related activity. His duties include selling and servicing fixed annuities and life insurance. Mr. Micciche devotes up to five hours per month to this activity outside of securities trading hours and no hours per month within securities trading hours. Mr. Micciche's start date was January 1982. His insurance business is located at 11464 SE Norwood Loop, Happy Valley, Oregon 97086.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1986

Experience

Past

January 16, 2018 - June 10, 2025

TRUE NORTH RETIREMENT ADVISORS, LLC

RIA

CRD#: 290885

CLACKAMAS, OR

Past

March 15, 2006 - January 12, 2018

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

ORANGE, CA

Past

September 28, 2004 - November 3, 2005

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

May 6, 2004 - May 23, 2005

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

Past

February 18, 1998 - May 7, 2004

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Past

June 19, 1990 - June 15, 1992

WESTMARK SECURITIES, INC.

CRD#: 25687

Past

October 3, 1988 - February 18, 1998

AEGON USA SECURITIES INC.

CRD#: 13302

CEDAR RAPIDS, IA

Past

September 14, 1983 - August 23, 1988

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

November 26, 1982 - October 25, 1983

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUE NORTH RETIREMENT ADVISORS, LLC

CRD#: 290885 / SEC#: 801-112242

RIA

Registered Investment Advisory firm - (1/5/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/11/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/7/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/12/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/20/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/3/1986

General Securities Principal Examination

Current Firm

TRUE NORTH RETIREMENT ADVISORS, LLC

CRD#: 290885 / SEC#: 801-112242

RIA

Registered Investment Advisory firm - (1/5/2018 Approved)

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Contact information

Main Address

10151 Se Sunnyside Road #400, Clackamas, OR 97015

Mailing Address

Phone number

(503) 387-6869

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,175
AUM (Assets Under Management)	$ 430,170,105

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Douglas G. Micciche

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CROWN CAPITAL SECURITIES, L.P.

TRANSAMERICA CAPITAL, LLC

J.P. TURNER & COMPANY, L.L.C.

FISERV INVESTOR SERVICES, INC.

WESTMARK SECURITIES, INC.

AEGON USA SECURITIES INC.

LPL FINANCIAL LLC

SOUTHMARK FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

TRUE NORTH RETIREMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/11/2000

Series 63

Date: 12/7/1982

SIE

Date: 1/12/2018

Series 7

Date: 11/20/1982

Series 24

Date: 3/3/1986

Current Firm

TRUE NORTH RETIREMENT ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUE NORTH RETIREMENT ADVISORS, LLC

TRUST BUT VERIFY

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