Gary R. Rodgers

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CRD#: 1066331

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gary Roland Rodgers, AIF®, CFP® was a registered financial professional .

Gary is a previously registered financial professional and started their career in finance in 1982. Gary had worked at 15 firms and has passed the Series 63, SIE and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. RODGERS CAPITAL INC.(RCI)- INVESTMENT RELATED - AUSTIN, TX 78745 - Only Business Entity For Tax/Investment Purposes - Owner - 1984 - 4 hours per month - 0 hours during trading hours - Ownership duties for business operations; 2. TEXVEST REALTY CORP - - INVESTMENT RELATED - AUSTIN, TX 78747 - Licensed Real Estate Brokerage - Owner - 1983 - 1 hour per month - 0 hours during trading hours - To help solicit approved real estate transactions (revenue neutral); 3. WM. Cannon 303, LLC - Investment Related - Austin Tx - Real Estate Rental - Owner - 09/26/17 - 1 hour per month - 0 hours during trading hours - Ownership of an Office building; 4. Nasworthy 2113, LLC - INVESTMENT RELATED - San Angelo, Tx - owner- 09/2017 - 1 hour per month - 0 hours during trading hours - Ownership of an Office building; 5. GARY R. RODGERS - INVESTMENT RELATED - AUSTIN, TX 78746 - NON-VARIABLE INSURANCE Representative - 2008 - 0 Hours per month - 0 hours during trading hours - Insurance business; 6. LEGAL SHIELD LLC. - Representative - NOT INVESTMENT RELATED - AUSTIN, TX 78747 - 12/19/13 - 0 hours month - 0 hours during trading hours - PRE-PAID LEGAL Policies for client legal services; 7. INTRUA FINANCIAL - INVESTMENT RELATED - AUSTIN, TX 78747 - 05/04/20 - Registered Representative - 120 hours per month - 120 hours during trading hours - DBA for LPL Business (entity for LPL business); 8. 5/1/2020 - No Business Name - Investment Related - Other - Notary Public - Started 8/19/2018 - 0.5 Hours Per Month - Notarizing clients forms. 9. 5/5/2020 - Intrua Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date: 09/10/2019 - 120 Hours Per Month/6 Hours During Securities Trading - Time Spent 90% - I provide investment advisory services through Intrua Financial, an independent investment advisor firm. I started this business activity in 05/2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1997

Experience

Past

May 5, 2020 - July 21, 2022

INTRUA FINANCIAL

RIA

CRD#: 281554

Austin, TX

Past

May 1, 2020 - May 1, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

AUSTIN, TX

Past

May 1, 2020 - December 22, 2020

LPL FINANCIAL LLC

CRD#: 6413

AUSTIN, TX

Past

August 22, 2017 - May 4, 2020

SPC

RIA

CRD#: 110692

AUSTIN, TX

Past

August 21, 2017 - May 4, 2020

SIGMA FINANCIAL CORPORATION

CRD#: 14303

Austin, TX

Past

December 11, 2009 - August 21, 2017

WFG ADVISORS, LP

RIA

CRD#: 125073

AUSTIN, TX

Past

December 11, 2009 - August 21, 2017

WFG INVESTMENTS, INC.

CRD#: 22704

AUSTIN, TX

Past

November 30, 1995 - September 23, 2000

AETNA FINANCIAL SERVICES, INC.

CRD#: 13255

HARTFORD, CT

Past

October 20, 1993 - December 16, 2009

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

AUSTIN, TX

Past

October 15, 1993 - December 16, 2009

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

AUSTIN, TX

Past

October 5, 1989 - October 15, 1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

HARTFORD, CT

Past

June 2, 1989 - January 1, 1990

LLOYD, SCOTT & VALENTI, LTD.

CRD#: 23640

AUSTIN, TX

Past

April 27, 1989 - December 12, 1989

SCHULTE & JOHNSON, INC.

CRD#: 21716

HOUSTON, TX

Past

July 28, 1987 - September 11, 1987

LANDMARK GOVERNMENT SECURITIES, INC.

CRD#: 19979

Past

March 20, 1987 - November 18, 1987

LANDMARK INVESTMENTS, INC.

CRD#: 7041

Past

June 23, 1983 - August 30, 1989

TEXVEST SECURITIES CORPORATION

CRD#: 13621

Past

September 3, 1982 - June 28, 1983

TEXAS CAPITAL MARKETS, INCORPORATED

CRD#: 10693

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTRUA FINANCIAL

CRD#: 281554 / SEC#: 801-106767

RIA

Registered Investment Advisory firm - (10/23/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/9/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 27

Date: 5/21/1982

Financial and Operations Principal Examination

Current Firm

INTRUA FINANCIAL

CRD#: 281554 / SEC#: 801-106767

RIA

Registered Investment Advisory firm - (10/23/2015 Approved)

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Contact information

Main Address

3737 Buffalo Speedway Suite 400, Houston, TX 77098

Mailing Address

Phone number

(713) 355-9910

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTRUA ADV PART 2A (3/31/2025)

INTRUA PART 2A APPENDIX 1 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,051
AUM (Assets Under Management)	$ 1,212,765,982

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gary R. Rodgers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SPC

SIGMA FINANCIAL CORPORATION

WFG ADVISORS, LP

WFG INVESTMENTS, INC.

AETNA FINANCIAL SERVICES, INC.

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

AETNA LIFE INSURANCE AND ANNUITY COMPANY

LLOYD, SCOTT & VALENTI, LTD.

SCHULTE & JOHNSON, INC.

LANDMARK GOVERNMENT SECURITIES, INC.

LANDMARK INVESTMENTS, INC.

TEXVEST SECURITIES CORPORATION

TEXAS CAPITAL MARKETS, INCORPORATED

Primary Firm SEC Registration

INTRUA FINANCIAL

State Registrations and Notice Filings

Exams

Series 63

Date: 4/9/1987

SIE

Date: 10/1/2018

Series 27

Date: 5/21/1982

Current Firm

INTRUA FINANCIAL

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTRUA FINANCIAL

TRUST BUT VERIFY

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