Darshan S. Khalsa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darshan Singh Khalsa, who also goes by Steven Joseph Glassman, was a registered financial professional .
Darshan is a previously registered financial professional and started their career in finance in 1982. Darshan had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 1985 - August 19, 1986
NORTH AMERICAN INVESTMENT CORP.
April 4, 1985 - April 30, 1985
LANG AND COMPANY
November 18, 1982 - April 1, 1985
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORTH AMERICAN INVESTMENT CORP.
CRD#: 7568 / SEC#: , 8-22366
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
