Martin Y. Schneider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Yale Schneider, who also goes by Martin Y Schneider, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1982. Martin had worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2016 - December 20, 2016
KEY INVESTMENT SERVICES LLC
September 21, 2016 - December 20, 2016
KEY INVESTMENT SERVICES LLC
August 25, 2014 - September 21, 2016
LPL FINANCIAL LLC
August 25, 2014 - September 21, 2016
LPL FINANCIAL LLC
June 5, 2014 - August 26, 2014
SANTANDER SECURITIES LLC
June 5, 2014 - August 26, 2014
SANTANDER SECURITIES LLC
October 11, 2011 - May 28, 2014
LPL FINANCIAL LLC
October 11, 2011 - May 28, 2014
LPL FINANCIAL LLC
May 7, 2010 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
May 7, 2010 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
February 27, 2009 - May 3, 2010
WELLS FARGO CLEARING SERVICES, LLC
February 27, 2009 - May 3, 2010
WELLS FARGO CLEARING SERVICES, LLC
May 11, 2006 - March 16, 2009
UBS FINANCIAL SERVICES INC.
April 26, 2006 - March 16, 2009
UBS FINANCIAL SERVICES INC.
March 21, 2005 - September 30, 2005
HIMCO DISTRIBUTION SERVICES COMPANY
October 15, 2002 - March 11, 2005
INVESTORS CAPITAL CORP.
December 14, 2001 - September 13, 2002
MML INVESTORS SERVICES, LLC
June 21, 2001 - November 16, 2001
NEW ENGLAND SECURITIES
April 25, 2000 - June 14, 2001
MONY SECURITIES CORPORATION
January 5, 1998 - April 25, 2000
NATHAN & LEWIS SECURITIES, INC.
January 15, 1987 - January 9, 1998
MONY SECURITIES CORPORATION
October 15, 1982 - October 31, 1986
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
