Michael A. Leibowitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Abraham Leibowitz was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1982. Michael had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2006 - April 26, 2011
INVESCOR WHOLESALE BD, INC.
October 17, 2005 - December 3, 2007
AFFILIATED ADVISORS, INC.
March 11, 2004 - December 8, 2006
OSAIC WEALTH, INC.
February 1, 1990 - March 3, 2004
VOYA FINANCIAL ADVISORS, INC.
October 15, 1982 - October 16, 1989
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESCOR WHOLESALE BD, INC.
CRD#: 139828 / SEC#: , 8-67249
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEIBOWITZ, MICHAEL ABRAHAM | PRESIDENT, VICE PRESIDENT, TREASURER, SOLE DIRECTOR,EXECUTIVE REP | 1066275 |
| LEIBOWITZ, MICHAEL ABRAHAM | CHIEF OPERATING OFFICER | 1066275 |
| WASSMANN, MICHAEL GUSTAVE | CHIEF COMPLIANCE OFFICER | 5621134 |
| WASSMANN, MICHAEL GUSTAVE | GENERAL COUNSEL | 5621134 |
| WASSMANN, MICHAEL GUSTAVE | SECRETARY | 5621134 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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