Donovan J. Paul

ICON ADVISERS

Greenwood Village, CO 80111

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CRD#: 1066240

Professional summary

Donovan Jerald Paul, who also goes by Jerry Paul, is a registered financial advisor currently at ICON ADVISERS, INC. located in Greenwood Village, Colorado and RFS PARTNERS located in Greenwood Village, Colorado.

Donovan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Donovan has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jerry Paul

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Jerry Paul is an employee of ICON Advisers, INC., a registered Investment adviser located at 8480 East Orchard Road, Suite 1200, Greenwood Village, CO 80111 and is a registered representative of RFS Partners, a broker dealer located at 1875 Lawrence Street, Suite 300, Denver, CO 80202. Jerry helps to manage a friends family real estate partnership.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donovan Jerald Paul's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 20, 2013 - Present

ICON ADVISERS, INC.

Office #1: 8480 E Orchard Road Suite 1200, Greenwood Village, CO 80111

RIA

CRD#: 108268

Greenwood Village, CO

Current

September 29, 2020 - Present

RFS PARTNERS

Office #1: 8480 Orchard Road E Suite 1200, Greenwood Village, CO 80111

CRD#: 18119

Greenwood Village, CO

Past

October 15, 2013 - September 30, 2020

ICON DISTRIBUTORS, INC.

CRD#: 28568

GREENWOOD VILLAGE, CO

Past

May 18, 2009 - March 21, 2011

ESSENTIAL INVESTMENT PARTNERS, LLC

RIA

CRD#: 149509

DENVER, CO

Past

June 2, 2008 - September 2, 2008

QUIXOTE CAPITAL MANAGEMENT LLC

RIA

CRD#: 118874

GREENWOOD VILLAGE, CO

Past

May 7, 2002 - June 2, 2008

QUIXOTE CAPITAL MANAGEMENT LLC

RIA

CRD#: 118874

GREENWOOD VILLAGE, CO

Past

January 30, 1997 - December 31, 2001

INVESCO DISTRIBUTORS, INC.

CRD#: 289

HOUSTON, TX

Past

September 18, 1987 - August 10, 1989

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

September 27, 1982 - September 10, 1987

CENTURY INVESTORS OF AMERICA, INC.

CRD#: 5322

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ICON ADVISERS, INC.

ICON ADVISERS, INC. | MERIDIAN INVESTMENT MANAGEMENT CORPORATION | MERIDIAN INVESTMENT MANAGEMENT CORP

CRD#: 108268 / SEC#: 801-38868

RIA

Registered Investment Advisory firm - (5/17/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Colorado
(6/20/2013)

Colorado
(9/29/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/10/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/26/1993

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/24/1982

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ICON ADVISERS, INC.

ICON ADVISERS, INC. | MERIDIAN INVESTMENT MANAGEMENT CORPORATION | MERIDIAN INVESTMENT MANAGEMENT CORP

CRD#: 108268 / SEC#: 801-38868

RIA

Registered Investment Advisory firm - (5/17/1991 Approved)

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Contact information

Main Address

8480 E Orchard Road Suite 1200, Greenwood Village, CO 80111

Mailing Address

Phone number

(303) 790-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ICON ADVISERS, INC. FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	341
AUM (Assets Under Management)	$ 793,555,660

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Donovan J. Paul

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donovan Jerald Paul's CRS (Customer Relationship Summary).

Certified licenses

Experience

RFS PARTNERS

ICON DISTRIBUTORS, INC.

ESSENTIAL INVESTMENT PARTNERS, LLC

QUIXOTE CAPITAL MANAGEMENT LLC

QUIXOTE CAPITAL MANAGEMENT LLC

INVESCO DISTRIBUTORS, INC.

IFMG SECURITIES, INC.

CENTURY INVESTORS OF AMERICA, INC.

Primary Firm SEC Registration

ICON ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/10/2014

Series 65

Date: 4/26/1993

SIE

Date: 10/1/2018

Series 7

Date: 10/15/2013

Series 6

Date: 9/24/1982

FINRA

Current Firm

ICON ADVISERS, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ICON ADVISERS, INC.

TRUST BUT VERIFY

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