Anthony J. Cantone
Professional summary
Anthony Joseph Cantone was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anthony is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Anthony had worked at 8 firms, which includes CANTONE RESEARCH INC., MEYERS POLLOCK ROBBINS INC., GRUNTAL & CO. L.L.C., ADVEST INC., MORGAN STANLEY DW INC., JANNEY MONTGOMERY SCOTT LLC, PRUDENTIAL EQUITY GROUP LLC, BROOKS HAMBURGER SATNICK INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2004 - May 22, 2023
CANTONE RESEARCH INC.
February 13, 1995 - September 5, 2023
CANTONE RESEARCH INC.
September 19, 1994 - February 1, 1995
MEYERS POLLOCK ROBBINS, INC.
October 14, 1987 - September 26, 1994
GRUNTAL & CO., L.L.C.
July 9, 1986 - October 26, 1987
ADVEST, INC.
April 14, 1986 - July 21, 1986
MORGAN STANLEY DW INC.
May 4, 1983 - April 15, 1986
JANNEY MONTGOMERY SCOTT LLC
March 3, 1983 - May 5, 1983
ADVEST, INC.
December 6, 1982 - February 8, 1983
PRUDENTIAL EQUITY GROUP, LLC
September 24, 1982 - November 10, 1982
BROOKS, HAMBURGER, SATNICK, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
CANTONE RESEARCH INC.
CRD#: 26314 / SEC#: , 8-41940
Contact information
Disclosures
| Regulatory Event | 13 |
| Civil Event | 1 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
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