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AC

Anthony J. Cantone

Some features on this profile are disabled
CRD#: 1066139
AC

Professional summary

Anthony Joseph Cantone was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Anthony is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Anthony had worked at 8 firms, which includes CANTONE RESEARCH INC., MEYERS POLLOCK ROBBINS INC., GRUNTAL & CO. L.L.C., ADVEST INC., MORGAN STANLEY DW INC., JANNEY MONTGOMERY SCOTT LLC, PRUDENTIAL EQUITY GROUP LLC, BROOKS HAMBURGER SATNICK INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Managing member of Petroleum Capital Funding GP, LLC and Beneficial owner of general partner for Petroleum Capital Funding LP effective October 2019. MANAGING MEMBER OF Natural Bridge Hotel & conf center, llc which owns the hotel since 9/18/19; CALUSA RIDGE LLC SINCE 7/17; THUNDER BAY FINANCIAL, LLC SINCE 12/2013; MANAGING MEMBER OF CHESTNUT FINANCIAL LLC SINCE 2/2011 Cedars Financial, llc since 8/2011 AND OKLAHOMA FIN LLC SINCE 6/2011. MANAGING MEMBER OF LIMESTONE FIN., LLC SINCE 12/2010, MANAGING MEMBER OF COLUMBIA LLC SINCE 12/09, MANAGING MEMBER OF HOOVER FIN. LLC SINCE 11/08, CANTONE PARTNERS, LP. (SOLE) GENERAL PARTNER FOR PERSONAL INVESTMENTS SINCE 12/2003. I AM ALSO MANAGING MEMBER OF CANTONE OFFICE CENTER LLC SINCE 9/1998. MANAGING MEMBER OF ATTOSA FINANCIAL LLC SINCE 9/2010. THESE ARE ALL MOSTLY DURING NON TRADING HOURS SPENDING less than 1 HR PER MONTH ON EACH OF THESE PRIVATE EQUITY FIRMS. NONE OF THESE ENTITIES ARE RELATED TO CANTONE RESEARCH. ALL SEPARATE COMPANIES. MANAGING MEMBER OF THE FOLLOWING: LATTICE FUNDING, LLC, CHEROKEE FINANCIAL, LLC, CANTONE ASSET MANAGEMENT, LLC since 2008, COUNTRY CLUB FINANCIAL, LLC since 2010.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 17, 2004 - May 22, 2023

CANTONE RESEARCH INC.

RIA
CRD#: 26314
EATONTOWN, NJ
Past

February 13, 1995 - September 5, 2023

CANTONE RESEARCH INC.

BD
CRD#: 26314
EATONTOWN, NJ
Past

September 19, 1994 - February 1, 1995

MEYERS POLLOCK ROBBINS, INC.

BD
CRD#: 13436
NEW YORK, NY
Past

October 14, 1987 - September 26, 1994

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY
Past

July 9, 1986 - October 26, 1987

ADVEST, INC.

BD
CRD#: 10
Past

April 14, 1986 - July 21, 1986

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

May 4, 1983 - April 15, 1986

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
Past

March 3, 1983 - May 5, 1983

ADVEST, INC.

BD
CRD#: 10
Past

December 6, 1982 - February 8, 1983

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

September 24, 1982 - November 10, 1982

BROOKS, HAMBURGER, SATNICK, INC.

BD
CRD#: 7886

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 11/9/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/12/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 7/28/2004
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 6/24/2004
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 9/18/1982
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/28/1994
General Securities Principal Examination

Current Firm

CR
CANTONE RESEARCH INC.
CANTONE RESARCH INC. | LINE SECURITIES, INC. | CANTONE RESEARCH INC.

CRD#: 26314 / SEC#: , 8-41940

BD
Terminated by SEC on 09/01/2023
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Contact information

Main Address
36 Corbett Way, Eatontown, NJ 07724
Mailing Address
Phone number
(732) 450-3500
Established
New Jersey since 02/14/1989
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
9

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CANTONE, ANTHONY JOSEPHCHIEF EXECUTIVE OFFICER1066139
KING, STEPHEN PHILIPCHIEF COMPLIANCE OFFICER & GENERAL COUNSEL1590508
WALSH, PETER JAMESCFO1190458

Disclosures

Regulatory Event13
Civil Event1
Arbitration2
Bond1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CANTONE RESEARCH INC.

CRD#: 26314

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