Howard H. Mackey
Professional summary
Howard Hamilton Mackey III, who also goes by Howard Hamilton Mackey III, is a registered financial professional currently at NW CAPITAL MARKETS INC. located in Bloomfield, New Jersey.
Howard is registered as a RR (Registered Representative) and started their career in finance in 1982. Howard has worked at 10 firms and has passed the Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 50, Series 55, Series 3, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Howard Hamilton Mackey III's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2016 - Present
NW CAPITAL MARKETS INC.
Office #1: 522 Broad Street, Bloomfield, NJ 07003October 30, 2015 - July 2, 2016
BONWICK CAPITAL PARTNERS, LLC
May 19, 2006 - November 20, 2015
RICE FINANCIAL PRODUCTS COMPANY
January 1, 1999 - May 31, 2006
M. R. BEAL & COMPANY
August 28, 1996 - August 26, 1997
M. R. BEAL & COMPANY
April 13, 1989 - September 9, 1996
PRYOR, COUNTS & CO., INC.
August 3, 1988 - March 16, 1989
E.A. MOOS & CO. L.P.
August 21, 1986 - July 11, 1988
GLICKENHAUS & CO.
April 12, 1985 - July 31, 1986
SCHRODER & CO. INC.
August 17, 1983 - March 22, 1985
MATTHEWS & WRIGHT CAPITAL, INC.
October 20, 1982 - March 22, 1985
MATTHEWS & WRIGHT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/4/2018)
(3/11/2021)
(10/3/2016)
(3/16/2023)
(9/4/2018)
(10/3/2016)
(10/3/2016)
(9/4/2018)
(10/3/2016)
(9/4/2018)
(9/4/2018)
(10/3/2016)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 2/1/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
NW CAPITAL MARKETS INC.
CRD#: 17622 / SEC#: , 8-35363
Contact information
FINRA licenses (12 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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