Gerald A. Townsend
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Alan Townsend, CFP® was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1982. Gerald had worked at 2 firms and has passed the Series 63, Series 55, Series 7, Series 4, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1984
Experience
August 14, 1989 - March 15, 2002
TOWNSEND FINANCIAL SERVICES CORP.
October 20, 1982 - June 22, 1989
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/17/1999
Limited Representative-Equity Trader ExamCurrent Firm
TOWNSEND FINANCIAL SERVICES CORP.
CRD#: 24684 / SEC#: , 8-41328
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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