Jeffrey Schlesinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Schlesinger was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1983. Jeffrey had worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2021 - May 25, 2022
777 SECURITIES
January 1, 1997 - June 5, 2009
GE CAPITAL MARKETS, INC.
July 14, 1994 - August 28, 1996
PORTIGON SECURITIES INC.
February 27, 1990 - July 14, 1992
THE CIT GROUP/CAPITAL INVESTMENTS, INC.
October 8, 1985 - November 11, 1987
CHASE SECURITIES, INC.
January 19, 1983 - December 6, 1985
COMMERCIAL UNION CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 3/12/2021
Investment Banking Registered Representative ExaminationCurrent Firm
777 SECURITIES
CRD#: 288294 / SEC#: , 8-69935
Contact information
FINRA licenses (3 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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