Timothy S. Johnson
Professional summary
Timothy Scott Johnson is a registered financial advisor currently at OSAIC WEALTH, INC. located in Nashville, Tennessee.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Timothy has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Scott Johnson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Timothy Scott Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2025 - Present
OSAIC WEALTH, INC.
Office #1: 2100 West End Avenue Suite 800 & 850, Nashville, TN 37203January 24, 2025 - Present
OSAIC WEALTH, INC.
Office #1: 2100 West End Avenue Suite 800 & 850, Nashville, TN 37203June 17, 2003 - January 24, 2025
OSAIC FA, INC.
April 10, 2002 - June 6, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 10, 2002 - January 24, 2025
OSAIC FA, INC.
June 24, 1999 - April 29, 2002
HORNOR, TOWNSEND & KENT, LLC
May 14, 1998 - June 15, 1999
PRUCO SECURITIES, LLC.
February 24, 1987 - August 3, 1994
MORGAN KEEGAN & COMPANY, LLC
March 21, 1986 - March 4, 1987
J.C. BRADFORD & CO.
January 19, 1983 - April 1, 1985
&PARTNERS
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(5/13/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
(1/24/2025)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
