Michael L. Lavoy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Lee Lavoy, who also goes by Mike Lee Lavoy, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1982. Michael had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2004 - December 31, 2017
BEACON ASSET MANAGEMENT INC.
June 21, 2001 - September 29, 2004
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 21, 2001 - September 29, 2004
CAMBRIDGE INVESTMENT RESEARCH, INC.
August 20, 1997 - June 21, 2001
FSC SECURITIES CORPORATION
February 8, 1996 - August 12, 1997
MUTUAL SERVICE CORPORATION
May 10, 1994 - February 7, 1996
VOYA FINANCIAL ADVISORS, INC.
July 20, 1993 - April 7, 1994
JOHN HANCOCK DISTRIBUTORS LLC
May 25, 1988 - September 20, 1991
WALNUT STREET SECURITIES, INC.
November 15, 1982 - June 9, 1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 15, 1982 - June 14, 1988
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEACON ASSET MANAGEMENT INC.
CRD#: 131794 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
