William C. Horton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Clement Horton, who also goes by Bill Horton, William C Horton, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1982. William had worked at 12 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7, Series 6, Series 3, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2017 - July 17, 2017
ALT FUND DISTRIBUTORS LLC
October 29, 2015 - December 3, 2015
CREATIVEONE SECURITIES, LLC
October 7, 2015 - December 3, 2015
CREATIVEONE SECURITIES, LLC
September 7, 2011 - April 24, 2012
MSEC, LLC
May 6, 2003 - August 1, 2008
AMERICAN CENTURY INVESTMENT SERVICES INC.
November 21, 1995 - October 3, 1996
WELLS FARGO CLEARING SERVICES, LLC
July 20, 1995 - November 8, 1995
FPCM SECURITIES, LLC
September 28, 1994 - December 9, 1994
AMERICA FIRST PROGRAMS, INC.
July 2, 1993 - September 26, 1994
WELLS FARGO CLEARING SERVICES, LLC
June 14, 1989 - April 7, 1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
May 3, 1989 - July 19, 1993
UBS FINANCIAL SERVICES INC.
December 15, 1986 - June 6, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
May 14, 1985 - February 20, 1987
E. F. HUTTON & COMPANY INC
September 24, 1982 - May 20, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/14/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ALT FUND DISTRIBUTORS LLC
CRD#: 146547 / SEC#: , 8-67829
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
