Ray T. Clancy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ray Thompson Clancy was a registered financial professional .
Ray is a previously registered financial professional and started their career in finance in 1982. Ray had worked at 4 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 1990 - February 5, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
March 16, 1990 - February 5, 1992
PRUCO SECURITIES, LLC.
October 11, 1982 - April 16, 1990
METROPOLITAN LIFE INSURANCE COMPANY
October 11, 1982 - April 16, 1990
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
CRD#: 680 / SEC#: 801-12484, 8-13881
Contact information
Red Flags
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