CZ
Carl W. Zeidler
WALL STREET FINANCIAL GROUP
Carlinville, IL 62626
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CRD#: 1065485
CZ
Professional summary
Carl William Zeidler, CFP® is a registered financial advisor currently at WALL STREET FINANCIAL GROUP, INC. located in Carlinville, Illinois.
Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Carl has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BUSINESS NAME: CARL W ZEIDLER, PLC; INVESTMENT RELATED: No; ADDRESS: 175 HARBOR VILLAGE DR MEMPHIS TN 38103; NATURE OF BUSINESS: INSURANCE; POSITION, TITLE OR RELATIONSHIP: OWNER; START DATE: 4/7/2015; HOURS PER MONTH: 11% - 20% (17 - 32 HOURS); HOURS PER MONTH DURING TRADING HOURS: 11% - 20% (15 - 28 HOURS); DUTIES: I AM A LICENSED INSURANCE AGENT AND SELL AND SERVICE THE ABOVE MENTIONED PRODUCT LINES TO MY CLIENTS. 2) BUSINESS NAME: Carl and John Zeidler LLC ; INVESTMENT RELATED: NO; ADDRESS: 1 Wall STREET CARLINVILLE IL 62626; NATURE OF BUSINESS: REAL ESTATE; POSITION, TITLE OR RELATIONSHIP: OWNS THE OFFICE BUILDING THAT WE RENT TO MY CORPORATION, WALL STREET FINANCIAL GROUP, INC.; START DATE: 11/1/201; HOURS PER MONTH: Varies; HOURS PER MONTH DURING TRADING HOURS: Varies; DUTIES: MANAGEMENT OF THE OFFICE BUILDING THAT WE RENT TO MY CORPORATION, WALL STREET FINANCIAL GROUP, INC. 3) BUSINESS NAME: WALL STREET FINANCIAL GROUP, INC. INVESTMENT RELATED: YES ADDRESS: 1 Wall STREET CARLINVILLE IL 62626 NATURE OF BUSINESS: INSURANCE POSITION, TITLE OR RELATIONSHIP: PRESIDENT AND OWNER START DATE: 8/24/1988 HOURS PER MONTH: 11% - 20% (17 - 32 HOURS) HOURS PER MONTH DURING TRADING HOURS: 11% - 20% (15 - 28 HOURS) DUTIES: I AM A LICENSED INSURANCE AGENT AND SELL AND SERVICE THE ABOVE MENTIONED PRODUCT LINES TO MY CLIENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Carl William Zeidler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Experience
Current
July 27, 2017 - Present
WALL STREET FINANCIAL GROUP, INC.
Office #1: 1 Wall St, Carlinville, IL 62626RIA
CRD#: 289051
Carlinville, IL
Past
April 27, 2016 - November 20, 2017
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Carlinville,, IL
Past
December 19, 2013 - May 11, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
CARLINVILLE, IL
Past
October 21, 1997 - November 10, 2014
WALL STREET FINANCIAL GROUP, INC.
RIA
CRD#: 122675
CARLINVILLE, IL
Past
January 3, 1994 - August 7, 1997
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
March 29, 1989 - September 7, 1989
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
December 2, 1988 - January 3, 1994
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
October 26, 1982 - December 19, 1988
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WS
WALL STREET FINANCIAL GROUP, INC.
WALL STREET FINANCIAL GROUP, INC.
CRD#: 289051 / SEC#: 801-130574
RIA
Registered Investment Advisory firm - (6/28/2024 Approved)Illinois
Registered Investment Advisory firm - (7/2/2024 Terminated)Missouri
Registered Investment Advisory firm - (7/2/2024 Terminated)Tennessee
Registered Investment Advisory firm - (7/3/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(7/27/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WS
WALL STREET FINANCIAL GROUP, INC.
WALL STREET FINANCIAL GROUP, INC.
CRD#: 289051 / SEC#: 801-130574
RIA
Registered Investment Advisory firm - (6/28/2024 Approved)Illinois
Registered Investment Advisory firm - (7/2/2024 Terminated)Missouri
Registered Investment Advisory firm - (7/2/2024 Terminated)Tennessee
Registered Investment Advisory firm - (7/3/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Wall St, Carlinville, IL 62626
Mailing Address
Po Box 706, Carlinville, IL 62626
Phone number
(800) 303-9255
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,100 |
| AUM (Assets Under Management) | $ 133,114,659 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
