Thomas P. Webb

COLOMB INVESTMENT MANAGEMENT COMPANY

Daphne, AL 36526

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CRD#: 1065431

Professional summary

Thomas Phillip Webb, who also goes by T Phil Webb, T Phillip Webb, T Phillip Phillip Webb, is a registered financial advisor currently at COLOMB INVESTMENT MANAGEMENT COMPANY, LLC located in Daphne, Alabama.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Thomas has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

T Phil Webb | T Phillip Webb | T Phillip Phillip Webb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Webb Financial Strategies; retirement and estate planning insurance products and services, 1040 Stanton Road, Suite D,Daphne, AL 36526; T. Phillip Webb - Owner; Established 7-11-2018; 4 hrs/week during non-securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Phillip Webb's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 13, 2023 - Present

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

Office #1: 1040 Stanton Rd. Suite D, Daphne, AL 36526

RIA

CRD#: 140088

Daphne, AL

Past

October 5, 2018 - April 13, 2023

MCBRYAR ADVISORY SERVICES, INC.

RIA

CRD#: 149871

Daphne, AL

Past

September 14, 2017 - July 27, 2018

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

FAIRHOPE, AL

Past

March 8, 2001 - July 27, 2018

PARK AVENUE SECURITIES LLC

CRD#: 46173

FAIRHOPE, AL

Past

February 8, 2000 - February 27, 2001

MM ASCEND LIFE INVESTOR SERVICES, LLC

CRD#: 36451

CINCINNATI, OH

Past

March 23, 1999 - December 31, 1999

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

July 18, 1996 - December 31, 1998

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

October 6, 1994 - April 5, 1995

FIDELITY EQUITY SERVICES CORPORATION

CRD#: 17455

Past

March 29, 1994 - September 22, 1994

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

May 27, 1993 - April 7, 1994

CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.

CRD#: 24220

GREENWOOD VILLAGE, CO

Past

January 6, 1989 - October 19, 1992

HOME LIFE INSURANCE COMPANY

CRD#: 4184

Past

January 6, 1989 - April 20, 1993

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

December 4, 1984 - February 4, 1989

TURNER SECURITIES, INC.

CRD#: 14721

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

CRD#: 140088 / SEC#: 801-130417

RIA

Registered Investment Advisory firm - (6/6/2024 Approved)

Alabama

Registered Investment Advisory firm - (6/17/2024 Terminated)

Florida

Registered Investment Advisory firm - (6/13/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (6/26/2024 Terminated)

Maryland

Registered Investment Advisory firm - (6/28/2024 Terminated)

Mississippi

Registered Investment Advisory firm - (6/27/2024 Terminated)

Texas

Registered Investment Advisory firm - (6/13/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(4/13/2023)

IAR

Texas
(7/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/2/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/28/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/1984

General Securities Representative Examination

Current Firm

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

CRD#: 140088 / SEC#: 801-130417

RIA

Registered Investment Advisory firm - (6/6/2024 Approved)

Alabama

Registered Investment Advisory firm - (6/17/2024 Terminated)

Florida

Registered Investment Advisory firm - (6/13/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (6/26/2024 Terminated)

Maryland

Registered Investment Advisory firm - (6/28/2024 Terminated)

Mississippi

Registered Investment Advisory firm - (6/27/2024 Terminated)

Texas

Registered Investment Advisory firm - (6/13/2024 Terminated)

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Contact information

Main Address

3636 South Interstate 10 Service Road Suite 214, Metairie, LA 70001

Mailing Address

Phone number

(504) 520-8050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIMC FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 2,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas P. Webb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Phillip Webb's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCBRYAR ADVISORY SERVICES, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

MM ASCEND LIFE INVESTOR SERVICES, LLC

ALLSTATE FINANCIAL SERVICES, LLC

LEGACY FINANCIAL SERVICES, INC.

FIDELITY EQUITY SERVICES CORPORATION

LPL FINANCIAL LLC

CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.

HOME LIFE INSURANCE COMPANY

WS GRIFFITH SECURITIES, INC.

TURNER SECURITIES, INC.

Primary Firm SEC Registration

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/2/2007

Series 63

Date: 6/28/1984

SIE

Date: 7/27/2018

Series 7

Date: 3/17/1984

Current Firm

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

TRUST BUT VERIFY

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