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Thomas P. Webb

COLOMB INVESTMENT MANAGEMENT COMPANY
Daphne, AL 36526
Some features on this profile are disabled
CRD#: 1065431
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Professional summary


Thomas Phillip Webb, who also goes by T Phil Webb, T Phillip Webb, T Phillip Phillip Webb, is a registered financial advisor currently at COLOMB INVESTMENT MANAGEMENT COMPANY, LLC located in Daphne, Alabama.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Thomas has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


T Phil Webb | T Phillip Webb | T Phillip Phillip Webb

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Thomas Phillip Webb's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 13, 2023 - Present

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

Office #1: 1040 Stanton Rd. Suite D, Daphne, AL 36526
RIA
CRD#: 140088
Daphne, AL
Past

October 5, 2018 - April 13, 2023

MCBRYAR ADVISORY SERVICES, INC.

RIA
CRD#: 149871
Daphne, AL
Past

September 14, 2017 - July 27, 2018

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
FAIRHOPE, AL
Past

March 8, 2001 - July 27, 2018

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
FAIRHOPE, AL
Past

February 8, 2000 - February 27, 2001

MM ASCEND LIFE INVESTOR SERVICES, LLC

BD
CRD#: 36451
CINCINNATI, OH
Past

March 23, 1999 - December 31, 1999

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
LINCOLN, NE
Past

July 18, 1996 - December 31, 1998

LEGACY FINANCIAL SERVICES, INC.

BD
CRD#: 38697
PETALUMA, CA
Past

October 6, 1994 - April 5, 1995

FIDELITY EQUITY SERVICES CORPORATION

BD
CRD#: 17455
Past

March 29, 1994 - September 22, 1994

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

May 27, 1993 - April 7, 1994

CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.

BD
CRD#: 24220
GREENWOOD VILLAGE, CO
Past

January 6, 1989 - October 19, 1992

HOME LIFE INSURANCE COMPANY

BD
CRD#: 4184
Past

January 6, 1989 - April 20, 1993

WS GRIFFITH SECURITIES, INC.

BD
CRD#: 10410
HARTFORD, CT
Past

December 4, 1984 - February 4, 1989

TURNER SECURITIES, INC.

BD
CRD#: 14721

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
COLOMB INVESTMENT MANAGEMENT COMPANY, LLC
COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

CRD#: 140088 / SEC#: 801-130417

RIA
Registered Investment Advisory firm - (6/6/2024 Approved)
Alabama
Registered Investment Advisory firm - (6/17/2024 Terminated)
Florida
Registered Investment Advisory firm - (6/13/2024 Terminated)
Louisiana
Registered Investment Advisory firm - (6/26/2024 Terminated)
Maryland
Registered Investment Advisory firm - (6/28/2024 Terminated)
Mississippi
Registered Investment Advisory firm - (6/27/2024 Terminated)
Texas
Registered Investment Advisory firm - (6/13/2024 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Alabama
(4/13/2023)
IAR
Texas
(7/1/2023)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


CI
COLOMB INVESTMENT MANAGEMENT COMPANY, LLC
COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

CRD#: 140088 / SEC#: 801-130417

RIA
Registered Investment Advisory firm - (6/6/2024 Approved)
Alabama
Registered Investment Advisory firm - (6/17/2024 Terminated)
Florida
Registered Investment Advisory firm - (6/13/2024 Terminated)
Louisiana
Registered Investment Advisory firm - (6/26/2024 Terminated)
Maryland
Registered Investment Advisory firm - (6/28/2024 Terminated)
Mississippi
Registered Investment Advisory firm - (6/27/2024 Terminated)
Texas
Registered Investment Advisory firm - (6/13/2024 Terminated)
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Contact information


Main Address
3636 South Interstate 10 Service Road Suite 214, Metairie, LA 70001
Mailing Address
Phone number
(504) 520-8050
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (18 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts8
AUM (Assets Under Management)$ 2,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

CRD#: 140088Daphne, AL 36526

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