Richard G. Marshall
Professional summary
Richard Gary Marshall is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1993. Richard has worked at 3 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Gary Marshall's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2006 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008March 27, 2006 - March 31, 2006
ENCLAVE CAPITAL LLC
January 5, 1993 - May 13, 1994
PREBON FINANCIAL PRODUCTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(4/11/2006)
(4/11/2006)
Exams
FINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
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