Sean P. Kelly

KELLY & ASSOCIATES

West Palm Beach, FL 33409

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CRD#: 1065401

Professional summary

Sean Patrick Kelly is a registered financial advisor currently at KELLY & ASSOCIATES, LLC located in West Palm Beach, Florida.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Sean has worked at 3 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Patrick Kelly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2003 - Present

KELLY & ASSOCIATES, LLC

Office #1: 2 Harvard Circle Suite 400, West Palm Beach, FL 33409

RIA

CRD#: 123466

West Palm Beach, FL

Past

March 6, 2001 - July 30, 2002

BIRCHTREE FINANCIAL SERVICES LLC

CRD#: 15014

MINNEAPOLIS, MN

Past

January 23, 2001 - July 30, 2002

CHOREO, LLC

RIA

CRD#: 111221

WEST PALM BEACH, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/17/2003)

IAR

Maine
(4/9/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/19/2001

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/11/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 5/17/1999

General Securities Representative Examination

Current Firm

KELLY & ASSOCIATES, LLC

CRD#: 123466 / SEC#:

Florida

Registered Investment Advisory firm - (1/17/2003 Approved)

Maine

Registered Investment Advisory firm - (4/9/2015 Approved)

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Contact information

Main Address

Palm Bay, FL

Mailing Address

Phone number

(561) 707-0552

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	50
AUM (Assets Under Management)	$ 8,892,030

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean P. Kelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Patrick Kelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

KELLY & ASSOCIATES, LLC

BIRCHTREE FINANCIAL SERVICES LLC

CHOREO, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/19/2001

Series 65

Date: 5/11/1999

Series 7

Date: 5/17/1999

Current Firm

KELLY & ASSOCIATES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KELLY & ASSOCIATES, LLC

TRUST BUT VERIFY

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