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Arnold Stuart Hymanson

CRD# 1065379·Registered 1983 - 2013
Previously Registered: Being a previously registered professional could mean that Arnold is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Arnold Stuart Hymanson was a registered financial advisor. Arnold was a previously registered financial professional and started their career in finance 1983 - 2013. Arnold had worked at 12 firms and has passed the Series 63, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

FIRST AMERICAN SECURITIES, INC.·CRD# 35841
BD
Minneapolis, MN
April 29, 2010 - December 31, 2013
FORTUNE FINANCIAL SERIVCES, LLC·CRD# 42150
BD
Monaca, PA
December 23, 2008 - December 31, 2009
WORLD GROUP SECURITIES, INC.·CRD# 114473
BD
Minneapolis, MN
April 2, 2007 - March 10, 2008
WORLD GROUP SECURITIES, INC.·CRD# 114473
BD
Duluth, GA
February 15, 2006 - December 31, 2006
FIRST WESTERN SECURITIES, INC.·CRD# 19537
BD
Hurst, TX
February 12, 2003 - December 31, 2005
CADARET, GRANT & CO., INC.·CRD# 10641
BD
Syracuse, NY
May 24, 2000 - December 31, 2001
PROTECTIVE GROUP SECURITIES CORPORATION·CRD# 6757
BD
Minneapolis, MN
January 1, 1999 - October 19, 1999
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
November 29, 1995 - December 31, 1996
TITAN/VALUE EQUITIES GROUP, INC.·CRD# 6359
BD
Irvine, CA
September 29, 1993 - April 5, 1994
MARINER FINANCIAL SERVICES, INC.·CRD# 8292
BD
Largo, FL
February 19, 1993 - July 9, 1993
MILLER JOHNSON STEICHEN KINNARD, INC.·CRD# 694
BD
Minneapolis, MN
July 23, 1990 - February 12, 1993
JOHN G. KINNARD AND COMPANY, INCORPORATED·CRD# 466
BD
Minneapolis, MN
November 2, 1988 - July 26, 1990
IRI SECURITIES CORPORATION·CRD# 10004
BD
June 22, 1983 - November 7, 1988

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Current Firm

FA
FIRST AMERICAN SECURITIES, INC.

FIRST AMERICAN SECURITIES | PRIVATE FINANCIAL SECURITIES | FIRST AMERICAN SECURITIES, INC. | FIRST AMERICAN SECURITIES, INC

CRD#: 35841 / SEC#: 801-61017, 8-47094
BD
Terminated by SEC on 06/21/2016

Contact Information

Main Address

324 West High St., Orrville, OH 44667

Established

Minnesota since 03/13/2002

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
FIRST AMERICAN HOLDINGS LLCSHAREHOLDER—
BRENNER, THOMAS EDWARD JRCHIEF EXECUTIVE OFFICER1489233
FURKIOTI, JOHN NICHOLASCCO (BD) CCO (RIA)5005622
GETTENBERG, JASON SCOTTFINOP4427007
MATHEWS, JOAN DIANE FOSTERCOMPLIANCE OFFICER1302135

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1983About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Sep 1998About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jun 1983About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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