Gary M. Biesiadecki
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Michael Biesiadecki was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1982. Gary had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 15, Series 5, Series 3, Series 26 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2016 - April 8, 2019
EMPOWER ADVISORY GROUP, LLC
January 14, 1998 - April 8, 2019
EMPOWER FINANCIAL SERVICES, INC.
May 15, 1989 - December 7, 1994
THINKEQUITY LLC
September 24, 1982 - August 19, 1987
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 6/5/1986
Foreign Currency Options ExaminationSeries 5
Date: 6/5/1986
Interest Rate Options ExaminationSeries 8
Date: 2/27/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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