Robert A. Billstein

INDEPENDENCE CAPITAL CO.

St. Augustine, FL

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CRD#: 1065232

Professional summary

Robert Alan Billstein, CFP®, who also goes by Bob Billstein, Robert Alan Billstein Jr, Robert Alan Jr Billstein, is a registered financial advisor currently at INDEPENDENCE CAPITAL CO., INC. located in St. Augustine, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Robert has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Investment Planning

Estate Planning

Socially Responsible Investing

Education Planning

Budgeting

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Bob Billstein | Robert Alan Billstein Jr | Robert Alan Jr Billstein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TRUSTEE FOR SOME FAMILY ACCTS (NOT OWNER OR GRANTOR), 2495 Den St. St. Augustine Fl, Start 01/01/2005, 8 hrs/month, Compensation: None.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Alan Billstein's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Robert Alan Billstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

October 27, 2009 - Present

INDEPENDENCE CAPITAL CO., INC.

RIA

CRD#: 24723

St. Augustine, FL

Current

October 20, 2009 - Present

INDEPENDENCE CAPITAL CO., INC.

Office #1: 5579 Pearl Road, Ste 100, Parma, OH 44129Office #2: 5579 Pearl Road, Suite 100, Parma, OH 44129

RIA

CRD#: 24723

Parma, OH

Past

August 7, 2006 - October 6, 2009

WALNUT STREET SECURITIES, INC.

RIA

CRD#: 15840

TOLEDO, OH

Past

May 24, 2006 - October 6, 2009

WALNUT STREET SECURITIES, INC.

CRD#: 15840

TOLEDO, OH

Past

April 6, 1995 - March 20, 2006

FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED

CRD#: 14538

TAMPA, FL

Past

February 20, 1995 - June 1, 1995

WM SMITH & CO.

CRD#: 30777

GREENWOOD VILLAGE, CO

Past

September 24, 1982 - September 8, 1994

DAVIS, MENDEL & REGENSTEIN, INC.

CRD#: 8521

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/11/2025)

Ohio
(10/20/2009)

IAR

Ohio
(10/27/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/1/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/18/1982

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

INDEPENDENCE CAPITAL CO., INC.

CRD#: 24723 / SEC#: , 8-41331

Arizona

Registered Investment Advisory firm - SEC (10/26/2015 Approved)

Florida

Registered Investment Advisory firm - SEC (1/2/2009 Approved)

Indiana

Registered Investment Advisory firm - SEC (4/2/2013 Approved)

Michigan

Registered Investment Advisory firm - SEC (1/5/2011 Approved)

Ohio

Registered Investment Advisory firm - SEC (8/9/1999 Approved)

Pennsylvania

Registered Investment Advisory firm - SEC (1/3/2011 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

5579 Pearl Road, Suite 100, Parma, OH 44129

Mailing Address

5579 Pearl Road, Suite 100, Parma, OH 44129

Phone number

(440) 888-7000

Established

Ohio since 04/29/1989

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (38 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
SCHEIMAN, THOMAS GREGORY	PRESIDENT, CROP, SROP	1508288
TOETZ, DAVID WILLIAM	VP	1379388
TWAROGOWSKI, DENNIS CLARENCE	CHIEF COMPLIANCE OFFICER	1033169

Regulatory assets under management

Total Number of Accounts	295
AUM (Assets Under Management)	$ 99,922,105

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Robert A. Billstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Alan Billstein's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Robert Alan Billstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENCE CAPITAL CO., INC.

WALNUT STREET SECURITIES, INC.

WALNUT STREET SECURITIES, INC.

FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED

WM SMITH & CO.

DAVIS, MENDEL & REGENSTEIN, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/1/1982

SIE

Date: 10/1/2018

Series 7

Date: 9/18/1982

FINRA

Current Firm

INDEPENDENCE CAPITAL CO., INC.

Contact information

FINRA licenses (38 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

INDEPENDENCE CAPITAL CO., INC.

TRUST BUT VERIFY

Contact information

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