Brenda L. Popovich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brenda Leah Popovich, who also goes by Brenda Leah Gasper, was a registered financial professional .
Brenda is a previously registered financial professional and started their career in finance in 1982. Brenda had worked at 2 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 1991 - August 8, 2014
FEDERATED SECURITIES CORP.
August 25, 1987 - December 20, 1990
FEDERATED SECURITIES CORP.
October 1, 1982 - December 20, 1986
WADDELL & REED
Primary Firm SEC Registration
FEDERATED SECURITIES CORP.
CRD#: 5009 / SEC#: 801-70438, 8-15561
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FEDERATED SECURITIES CORP.
CRD#: 5009 / SEC#: 801-70438, 8-15561
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FII HOLDINGS, INC. | OWNER | |
| ARONSOHN, JEFF DAVIS JR | COMPLIANCE OFFICER | 5414359 |
| BURKE, BRYAN MARKHAM | EXECUTIVE VICE PRESIDENT | 2659959 |
| DONAHUE, THOMAS ROBERT | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 2766434 |
| EISENBRANDT, PETER WILLIAM | EXECUTIVE VICE PRESIDENT | 1676319 |
| FAVERO, AUTUMN LYNN | ASSISTANT TREASURER, FINANCIAL OPERATIONS OFFICER AND PRINCIPAL FINANCIAL OFFICER | 7844158 |
| GERMAIN, PETER JOSEPH | DIRECTOR/VICE PRESIDENT | 4152014 |
| MOORE, KARY ANNE | SECRETARY | 5989808 |
| NOVAK, RICHARD ANTHONY | TREASURER | 2901271 |
| RONAYNE, BRIAN SEAN | EXECUTIVE VICE PRESIDENT | 2158279 |
| SENCHAK, FRANK CARL | DIRECTOR | 6683477 |
| UHLMAN, PAUL ADAM | DIRECTOR AND PRESIDENT | 2043674 |
| VAN METER, STEPHEN PAUL | CHIEF COMPLIANCE OFFICER | 6020413 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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