Andrew Kowalczyk

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CRD#: 1065187

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew Kowalczyk was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 1982. Andrew had worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 16, 2001 - October 23, 2003

CRIMSON SECURITIES LLC

CRD#: 38454

NEW YORK, NY

Past

December 14, 1998 - May 5, 2020

AK CAPITAL LLC

CRD#: 28345

Cutler Bay, FL

Past

January 9, 1997 - June 19, 1998

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

August 22, 1996 - January 15, 1997

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

August 29, 1991 - June 18, 1996

BROADPOINT DESCAP

CRD#: 14997

NEW YORK, NY

Past

June 4, 1990 - June 17, 1991

DOMINICK & DICKERMAN LLC

CRD#: 7344

OLD GREENWICH, CT

Past

April 13, 1988 - September 28, 1989

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

March 14, 1988 - April 13, 1988

FAHNESTOCK INTERNATIONAL INC.

CRD#: 279

Past

September 24, 1987 - December 15, 1987

MABON, NUGENT & CO.

CRD#: 2617

Past

July 25, 1987 - September 16, 1987

F.B. HORNER & ASSOCIATES, INC.

CRD#: 19898

Past

October 9, 1984 - July 10, 1985

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

January 4, 1983 - October 5, 1984

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

September 24, 1982 - February 22, 1983

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 3/28/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/18/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/22/1998

General Securities Principal Examination

Current Firm

CRIMSON SECURITIES LLC

AMERICAN MAPLE LEAF INVESTMENT SERVICES, INC. | CRIMSON SECURITIES, INC. | CRIMSON SECURITIES LLC | CRIMSON SECURITIES INC.

CRD#: 38454 / SEC#: , 8-48254

Terminated by SEC on 12/22/2003

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 03/13/2001

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
KME HOLDINGS LLC	MEMBER/OWNER
KOWALCZYK, ANDREW	GENERAL SECURITIES PRINCIPAL	1065187
MANZO, MARK THOMAS	FINANCIAL & OPERATIONS PRINCIPAL	1229739
MELO, PETER JESUS	GENERAL SECURITIES PRINCIPAL	2485176

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew Kowalczyk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AK CAPITAL LLC

UBS SECURITIES LLC

J.P. MORGAN SECURITIES LLC

BROADPOINT DESCAP

DOMINICK & DICKERMAN LLC

OPPENHEIMER & CO. INC.

FAHNESTOCK INTERNATIONAL INC.

MABON, NUGENT & CO.

F.B. HORNER & ASSOCIATES, INC.

E. F. HUTTON & COMPANY INC

UBS FINANCIAL SERVICES INC.

BLINDER, ROBINSON & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/28/1983

SIE

Date: 10/1/2018

Series 7

Date: 9/18/1982

Series 24

Date: 12/22/1998

Current Firm

CRIMSON SECURITIES LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CRIMSON SECURITIES LLC

TRUST BUT VERIFY

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