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Simone Joseph Dibella

CRD# 1065077·Registered 1983 - 1994
Previously Registered: Being a previously registered professional could mean that Simone is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Simone Joseph Dibella was a registered financial advisor. Simone was a previously registered financial professional and started their career in finance 1983 - 1994. Simone had worked at 3 firms and has passed the Series 63, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

AMERICAN CLASSIC SECURITIES, INC.·CRD# 25399
BD
March 15, 1993 - September 26, 1994
IFG NETWORK SECURITIES, INC.·CRD# 19948
BD
January 19, 1993 - March 9, 1993
PFS INVESTMENTS INC.·CRD# 10111
BD
April 13, 1983 - January 26, 1993

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Current Firm

AC
AMERICAN CLASSIC SECURITIES, INC.

AMERICAN CLASSIC SECURITIES, INC. | JENKINS & YEROS, INC.

CRD#: 25399 / SEC#: 8-41890
BD
Terminated by SEC on 01/01/2011

Contact Information

Established

Florida since 05/04/1998

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AGENT INVESTORS HOLDING COMPANYPARENT COMPANY—
LEE, PETER RANKINPRESIDENT, CCO, DIRECTOR502826
POLICASTRO, GERALDDIRECTOR-CHAIRMAN, CEO—
RUSSELL, JOYCE KELLEYSECRETARY—
SIELICKI, RICHARD FRANCISEXECUTIVE VP, CFO, DIRECTOR1654985

Disclosures

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1983About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1983About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Sep 1988About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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