Mary B. Montgomery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Blake Montgomery, who also goes by Mary Blake Jackson, Maryblake Montgomery, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1982. Mary had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2007 - July 25, 2012
MILKIE/FERGUSON INVESTMENTS, INC.
May 22, 1998 - February 8, 2005
PROSPERA FINANCIAL SERVICES, INC.
December 12, 1996 - December 10, 1997
PROSPERA FINANCIAL SERVICES, INC.
December 18, 1984 - December 22, 1994
CREDIT SUISSE SECURITIES (USA) LLC
November 8, 1984 - November 23, 1984
RAUSCHER PIERCE REFSNES, INC.
August 11, 1983 - February 11, 1985
BIRR WILSON, INC.
November 24, 1982 - June 6, 1983
SCHNEIDER, BERNET & HICKMAN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MILKIE/FERGUSON INVESTMENTS, INC.
CRD#: 17606 / SEC#: , 8-36226
Contact information
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
