Christian H. Rose
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian Holloway Rose was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 1983. Christian had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1991 - May 17, 2016
PSA FINANCIAL ADVISORS INC
January 2, 1988 - June 13, 1989
MML INVESTORS SERVICES, LLC
December 18, 1984 - December 31, 2015
PSA EQUITIES, INC.
February 16, 1984 - January 22, 1985
JONES FALLS SECURITIES INC.
September 21, 1983 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PSA FINANCIAL ADVISORS INC
CRD#: 110802 / SEC#: 801-56821
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
