Joseph B. Nix

NIX WEALTH MANAGEMENT

Sacramento, CA 95815-4614

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CRD#: 1064977

Professional summary

Joseph B Nix, who also goes by Joseph Bethune Nix, is a registered financial advisor currently at NIX WEALTH MANAGEMENT located in Sacramento, California.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Joseph has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph Bethune Nix

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph B Nix's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2007 - Present

NIX WEALTH MANAGEMENT

Office #1: 1545 River Park Dr Ste 203, Sacramento, CA 95815-4614

RIA

CRD#: 114091

Sacramento, CA

Past

March 21, 2002 - April 21, 2017

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

SACRAMENTO, CA

Past

November 11, 1992 - March 21, 2002

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

October 20, 1989 - November 10, 1992

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

December 24, 1987 - October 31, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

February 9, 1983 - December 24, 1987

FINANCIAL PLANNERS EQUITY CORPORATION

CRD#: 7420

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/29/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/17/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/27/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/21/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/15/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/5/1996

General Securities Principal Examination

Current Firm

NIX WEALTH MANAGEMENT

NIX WEALTH MANAGEMENT | NIX, JOSEPH B.

CRD#: 114091 / SEC#:

California

Registered Investment Advisory firm - (3/17/1995 Approved)

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Contact information

Main Address

1545 River Park Drive Suite 203, Sacramento, CA 95815

Mailing Address

Phone number

(916) 922-0629

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	115
AUM (Assets Under Management)	$ 82,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph B. Nix

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph B Nix's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES SERVICE NETWORK, LLC

SECURITIES AMERICA, INC.

KEOGLER, MORGAN & COMPANY, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

FINANCIAL PLANNERS EQUITY CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 3/17/1995

Series 63

Date: 7/27/1988

SIE

Date: 4/21/2017

Series 7

Date: 1/15/1983

Series 24

Date: 2/5/1996

Current Firm

NIX WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NIX WEALTH MANAGEMENT

TRUST BUT VERIFY

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