John D. Fritz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John David Fritz MR., who also goes by John David Fritz, Fritz, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2015 - November 2, 2018
HAMPTON HEDGE FUND MARKETING, LLC
September 10, 2004 - January 26, 2015
V2V SECURITIES LLC
May 13, 2004 - September 16, 2004
SILVER LEAF PARTNERS, LLC
June 21, 2000 - June 1, 2004
NARRAGANSETT BAY SECURITIES, INC.
March 3, 1993 - August 11, 1995
SBC WARBURG DILLON READ INC.
April 3, 1992 - March 2, 1993
DISCOUNT CORPORATION OF NEW YORK
October 12, 1990 - March 14, 1992
SAMUEL MONTAGU, INC.
September 27, 1989 - September 19, 1990
MIDLAND MONTAGU SECURITIES INC.
December 14, 1987 - July 13, 1989
CHASE SECURITIES, INC.
September 24, 1982 - October 13, 1987
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAMPTON HEDGE FUND MARKETING, LLC
CRD#: 141685 / SEC#: , 8-67406
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
