Jeffrey L. Houben

HOUBEN PLANNING ASSOCIATES

BRIGHTON, MA 02135

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CRD#: 1064842

Professional summary

Jeffrey Lawrence Houben is a registered financial advisor currently at HOUBEN PLANNING ASSOCIATES INC. located in Brighton, Massachusetts.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Jeffrey has worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Lawrence Houben's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2004 - Present

HOUBEN PLANNING ASSOCIATES INC.

Office #1: 185 Corey Rd., Brighton, MA 02135

RIA

CRD#: 130314

BRIGHTON, MA

Past

May 3, 1999 - May 31, 2006

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

August 20, 1992 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

October 1, 1982 - May 12, 1992

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/15/2004)

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Exams

State Security Law Exam

Series 63

Date: 3/10/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/16/1984

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/30/1982

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HOUBEN PLANNING ASSOCIATES INC.

HOUBEN PLANNING ASSOCIATES INC. | JEFFREY L. HOUBEN

CRD#: 130314 / SEC#:

Massachusetts

Registered Investment Advisory firm - (2/11/1999 Approved)

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Contact information

Main Address

Brighton, MA

Mailing Address

Phone number

(617) 319-0959

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Jeffrey L. Houben

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Lawrence Houben's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOUBEN PLANNING ASSOCIATES INC.

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

MONY SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 3/10/1983

Series 7

Date: 6/16/1984

Series 6

Date: 9/30/1982

Current Firm

HOUBEN PLANNING ASSOCIATES INC.

Contact information

Documents

Red Flags

Company Information

HOUBEN PLANNING ASSOCIATES INC.

TRUST BUT VERIFY

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