Patricia S. Bartholomew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Susan Bartholomew, who also goes by Patricia Susan Offerman, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1982. Patricia had worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2002 - August 11, 2015
CRAIG-HALLUM CAPITAL GROUP LLC
July 17, 1998 - May 16, 2002
THINKEQUITY LLC
February 19, 1998 - June 18, 1998
JOHN G. KINNARD AND COMPANY, INCORPORATED
September 24, 1982 - February 6, 1998
MARQUETTE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CRAIG-HALLUM CAPITAL GROUP LLC
CRD#: 121395 / SEC#: , 8-65407
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
