Christine E. Kludt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Elaine Kludt, who also goes by Christine Elaine Gillette, Osseward Kludt, Christine Elaine Klundt, Christine Elaine Kludt, Christine Elaine Newton, Christine Elaine Osseward, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 1982. Christine had worked at 7 firms and has passed the Series 63, Series 65, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2008 - January 30, 2014
FREESTONE CAPITAL MANAGEMENT, LLC
February 27, 2003 - January 30, 2014
FREESTONE SECURITIES, LLC
February 8, 2000 - May 13, 2008
FREESTONE CAPITAL MANAGEMENT INC
March 11, 1999 - July 22, 1999
MORGAN STANLEY DW INC.
April 6, 1989 - December 16, 1996
CITIGROUP GLOBAL MARKETS INC.
August 16, 1988 - March 29, 1989
LEHMAN BROTHERS INC.
September 20, 1982 - January 7, 1988
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
FREESTONE CAPITAL MANAGEMENT, LLC
CRD#: 145711 / SEC#: 801-69073
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FREESTONE CAPITAL MANAGEMENT, LLC
CRD#: 145711 / SEC#: 801-69073
Contact information
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,231 |
| AUM (Assets Under Management) | $ 11,493,619,610 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/16/2025 | ||
| 11/21/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
