Michael J. Howe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James Howe, who also goes by Mike Howe, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1982. Michael had worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 16, Series 7, Series 10, Series 9, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2005 - January 1, 2026
MUFSON HOWE HUNTER & PARTNERS LLC
June 1, 1995 - January 15, 2003
SUSQUEHANNA FINANCIAL GROUP, LLLP
April 20, 1992 - April 19, 1994
FOLEY MUFSON HOWE & COMPANY
January 8, 1990 - March 3, 1992
INVESTEC INC.
August 18, 1989 - December 15, 1989
FIRST UNION CAPITAL MARKETS CORP.
January 27, 1982 - September 14, 1989
BUTCHER & SINGER INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 8
Date: 10/2/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MUFSON HOWE HUNTER & PARTNERS LLC
CRD#: 132353 / SEC#: , 8-66587
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
