Bruce A. Feurig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Arthur Feurig was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1982. Bruce had worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2013 - April 2, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
April 17, 2013 - April 2, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
January 29, 2009 - April 18, 2013
NATIONS FINANCIAL GROUP, INC.
August 16, 2006 - August 16, 2006
NATIONS FINANCIAL GROUP, INC.
February 5, 2004 - November 5, 2009
PRIVATE EQUITY INVESTMENTS, INC.
August 6, 2003 - April 18, 2013
NATIONS FINANCIAL GROUP, INC.
March 7, 2003 - August 5, 2003
CHANNEL POINT PARTNERS
March 13, 2002 - March 6, 2003
OSAIC WEALTH, INC.
March 9, 1995 - March 13, 2002
PIM FINANCIAL SERVICES, INC.
January 25, 1991 - May 10, 1995
WFG SECURITIES CORPORATION
November 19, 1989 - January 31, 1991
OSAIC WEALTH, INC.
September 21, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
April 14, 1987 - October 2, 1987
WFG SECURITIES CORPORATION
October 24, 1983 - June 2, 1987
MML INVESTORS SERVICES, LLC
August 23, 1983 - June 11, 1987
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
September 29, 1982 - June 13, 1983
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 29, 1982 - June 13, 1983
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
AMERIPRISE FINANCIAL SERVICES, LLC
CRD#: 6363 / SEC#: 801-28543, 8-16791
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERIPRISE FINANCIAL SERVICES, LLC
CRD#: 6363 / SEC#: 801-28543, 8-16791
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| DOREN, MITCHELL DAVID | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | 2129844 |
| FLEMING, JOSEPH DANIEL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 2093776 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| O'CONNELL, PATRICK HUGH | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | 2246285 |
| SENNE, ANN MARIE | EXECUTIVE VICE PRESIDENT - WEALTH MANAGEMENT SOLUTIONS | 2515669 |
| SWEENEY, JOSEPH EDWARD | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 4668713 |
| WILLIAMS, WILLIAM JERRYL | EXECUTIVE VICE PRESIDENT- AMERIPRISE FINANCIAL GROUP & AMERIPRISE ADVISOR CENTER | 1954117 |
Regulatory assets under management
| Total Number of Accounts | 2,281,153 |
| AUM (Assets Under Management) | $ 564,622,896,919 |
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 103 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/19/2025 | ||
| 09/23/2024 | ||
| 10/24/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
