Robert L. Hackenberg

NORTHEAST FINANCIAL GROUP

Allentown, PA 18104

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CRD#: 1064715

Professional summary

Robert Lee Hackenberg JR., who also goes by Robert Lee Hackenberg Jr, Robert Lee Hackenberg, is a registered financial advisor currently at NORTHEAST FINANCIAL GROUP, INC. located in Allentown, Pennsylvania.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Robert has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Lee Hackenberg Jr | Robert Lee Hackenberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NORTHEAST FINANCIAL ADVISORS, LLC; INVESTMENT RELATED; PO BOX 531, TANNERSVILLE, PA, 18372, MANAGEMENT COMPANY; MEMBER; 2011; 6 HOURS PER MONTH, NONE DURING SECURITIES TRADING HOURS. MCCONKEY BENEFITS JOINT VENTURE THROUGH RIA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Lee Hackenberg JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 20, 1998 - Present

NORTHEAST FINANCIAL GROUP, INC.

Office #1: 3435 Winchester Road, Suite 102, Allentown, PA 18104Office #2: 999 Berkshire Boulevard, Wyomissing, PA 19610Office #3: State Route 611, Tannersville, PA 18372

RIA

CRD#: 122609

Allentown, PA

Past

April 17, 2009 - February 13, 2015

LEIGH BALDWIN & CO., LLC

CRD#: 38751

TANNERSVILLE, PA

Past

July 30, 2002 - April 17, 2009

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

TANNERSVILLE, PA

Past

October 25, 1982 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

October 25, 1982 - April 17, 2009

EQUITABLE ADVISORS, LLC

CRD#: 6627

TANNERSVILLE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHEAST FINANCIAL GROUP, INC.

NORTHEAST FINANCIAL GROUP, INC | NORTHEAST FINANCIAL GROUP,INC | NORTHEAST FINANCIAL GROUP, INC.

CRD#: 122609 / SEC#: 801-78187

RIA

Registered Investment Advisory firm - (6/14/2013 Approved)

Maryland

Registered Investment Advisory firm - (8/12/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (6/26/2013 Terminated)

New York

Registered Investment Advisory firm - (6/25/2013 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/26/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(7/20/1998)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/13/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/27/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/13/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/10/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/23/1982

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NORTHEAST FINANCIAL GROUP, INC.

NORTHEAST FINANCIAL GROUP, INC | NORTHEAST FINANCIAL GROUP,INC | NORTHEAST FINANCIAL GROUP, INC.

CRD#: 122609 / SEC#: 801-78187

RIA

Registered Investment Advisory firm - (6/14/2013 Approved)

Maryland

Registered Investment Advisory firm - (8/12/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (6/26/2013 Terminated)

New York

Registered Investment Advisory firm - (6/25/2013 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/26/2013 Terminated)

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Contact information

Main Address

3435 Winchester Road Suite 102, Allentown, PA 18104

Mailing Address

Phone number

(570) 688-9898

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORTHEAST FINANCIAL GROUP, INC. DISCLOSURE BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,368
AUM (Assets Under Management)	$ 1,205,206,195

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert L. Hackenberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Lee Hackenberg JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

LEIGH BALDWIN & CO., LLC

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

NORTHEAST FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/13/1996

Series 63

Date: 3/27/1984

SIE

Date: 2/13/2015

Series 7

Date: 11/10/1999

Series 6

Date: 10/23/1982

Current Firm

NORTHEAST FINANCIAL GROUP, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTHEAST FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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