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ML

Mel H. Landyn

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CRD#: 1064606
ML

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mel Harvey Landyn, who also goes by Mel Harvey Lipschultz, was a registered financial professional .

Mel is a previously registered financial professional and started their career in finance in 1983. Mel had worked at 4 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mel Harvey Lipschultz

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 25, 1988 - February 13, 1989

YAEGER SECURITIES, INC.

BD
CRD#: 10118
Past

May 8, 1986 - May 31, 1988

AMERICAN PACIFIC SECURITIES CORPORATION

BD
CRD#: 5003
Past

March 15, 1983 - September 20, 1984

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
Past

March 1, 1983 - November 26, 1984

UNIVERSAL HERITAGE INVESTMENTS CORPORATION

BD
CRD#: 32

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 9/23/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


YS
YAEGER SECURITIES, INC.
YAEGER SECURITIES, INC.

CRD#: 10118 / SEC#: , 8-26373

BD
Terminated by SEC on 09/10/1994
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Contact information


Main Address
Mailing Address
Phone number
Established
California since 06/02/1981
Firm type
Corporation
Fiscal year end
May
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


YAEGER SECURITIES, INC.

CRD#: 10118

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