Sandra R. Holloway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Rosetta Welcher Holloway, who also goes by Sandra Rosetta Holloway, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 1983. Sandra had worked at 2 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 1985 - August 5, 1985
CARDELL & ASSOCIATES, INCORPORATED
June 6, 1983 - March 26, 1985
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CARDELL & ASSOCIATES, INCORPORATED
CRD#: 7700 / SEC#: , 8-22878
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
