Peter R. Kohli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Rajinder Kohli was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1982. Peter had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2016 - December 31, 2016
PETER R KOHLI
July 23, 2010 - May 27, 2015
TRUSTMONT ADVISORY GROUP, INC.
July 23, 2010 - May 27, 2015
TRUSTMONT FINANCIAL GROUP, INC.
April 11, 2006 - July 23, 2010
EQUITAS AMERICA, LLC
October 20, 2005 - July 23, 2010
EQUITAS AMERICA, LLC
March 17, 2004 - September 29, 2005
VOYA FINANCIAL ADVISORS, INC.
September 29, 1998 - March 14, 2000
MML INVESTORS SERVICES, LLC
December 17, 1982 - October 3, 1983
PENNSYLVANIA SECURITIES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PETER R KOHLI
CRD#: 159062 / SEC#: 801-73031
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
